COLM CROSS focuses his practice on representing financial services firms, public companies, and individuals in connection with investigations and enforcement actions brought by the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), the New York Stock Exchange (NYSE), and various state securities regulators.
Colm received his J.D. from the Duke University School of Law, where he served on the Editorial Board of the Duke Law Journal.
Before joining the firm, Colm was a law clerk to the late Honorable William H. Pauley of the U.S. District Court for the Southern District of New York.