ASHLEY PFEIFFER is counsel in the Securities Enforcement and Regulatory practice in the firm’s New York Litigation group, which received the 2019 Chambers USA Award for Financial Services Regulation, and was named the “Law Firm of the Year” for Securities Regulation in 2020 and 2017 by U.S. News – Best Lawyers. Ashley represents investment advisers, financial institutions, broker-dealers, public companies and senior corporate officers in a wide variety of investigations and enforcement matters brought by government agencies and other regulators, including the SEC, FINRA, the Department of Justice, state attorneys general, the New York State Department of Financial Services, and other federal and state regulators. She has also represented entities and individuals in securities, complex commercial, bankruptcy and appellate matters in federal and state courts and in arbitration proceedings.
资深顾问律师
Ashley C. Pfeiffer
- 证券执法及监管
证书
执业资格及证书
- 美国纽约州
学历和教育
- Fordham University School of Law, 法学博士, 2008
- Princeton University, 文学学士, 2004 (Donald E. Stokes Dean's Prize)