11:30 a.m. – 1:30 p.m.
Sidley | 787 Seventh Avenue, New York 10019
More information here.
SIFMA’s C&L Society will be offering its next Forum, “FINRA’s 2024 Priorities,” on February 1, 2024 at a luncheon in Sidley’s New York office.
FINRA executives Stephanie Dumont, Executive Vice President and Head of Market Regulation and Transparency Services; Greg Ruppert, Executive Vice President, Member Supervision; and Bill St. Louis, Executive Vice President and Head of Enforcement; will be discussing FINRA’s 2024 Annual Regulatory Oversight Report in a session moderated by Saima S. Ahmed, SIFMA’s Executive Vice President and General Counsel.
Sidley is venue sponsor for this event.