Mutual Fund Minute
Investment Companies as Commodity Pools – What Are the Compliance Pitfalls?
May 10, 2023
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Listen here as Jay Baris and Nathan Howell, partners in Sidley’s Investment Funds group, unravel the regulatory mysteries of how mutual funds, ETFs, and registered closed-end funds can invest in commodity futures contracts, subject to the jurisdiction by both the SEC and the CFTC.
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