3:15 p.m. – 6:00 p.m. ET
Sidley | 787 Seventh Avenue, New York 10019
More information here.
SIFMA’s C&L Society will offer its next Forum, “FINRA’s 2025 Regulatory Operation Programs,” on February 4, 2025, in Sidley’s New York office.
FINRA executives Stephanie Dumont, Executive Vice President and Head of Market Regulation and Transparency Services; Greg Ruppert, Executive Vice President, Member Supervision; and Bill St. Louis, Executive Vice President and Head of Enforcement; will be discussing FINRA’s 2025 Annual Regulatory Oversight Report in a session moderated by Saima Ahmed, SIFMA’s Executive Vice President and General Counsel.
Sidley is sole sponsor for this event.
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