Join us for a virtual SEC Fireside Chat on Thursday, December 5, at 12:00 p.m. PT.
Our speakers will discuss the following topics:
- SEC Priorities, Rulemaking Initiatives, and Enforcement Actions: SEC's agenda, recent enforcement actions, and compliance implications.
- Significant Cases Released at the Fiscal Year's End: Notable SEC cases and enforcement trends.
- AI's Impact on the Funds Industry: AI's role in risk management, trading, customer service, and related challenges.
- Potential Regulatory Changes Resulting from the Election: Post-election shifts in regulatory priorities and their impact on financial regulation and tax policies.
SPEAKERS
- Hardy Callcott, Partner, Sidley
- Alex Bradford, Partner, Audit Services, RSM
- Vadim Glukhovsky, Assistant Regional Director, Division of Examinations, US Securities and Exchange Commission
- Kristin Snyder, Partner, Debevoise & Plimpton LLP
- Jon Waterman, Partner - National Asset Management Practice Leader, RSM US LLP
Please note that delegate contact details may be passed between Sidley Austin LLP and Association of Corporate Growth - San Francisco (ACG San Francisco) for the purposes of organizing and administering these events, and for contacting you about these events. The organizers are using third party websites, not controlled by Sidley, and your personal information will be processed in accordance with Zoom Privacy Policies. For information on Sidley’s use of your personal information please refer to our Privacy Policy and for questions about this event please contact sfevents@sidley.com.
